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This article is written by Yasharth Mishra of 1st Semester of Dr. Rajendra Prasad National Law University Prayagraj, an intern under Legal Vidhiya

ABSTRACT

Facial recognition technology, one of the latest innovations in biometrics, has made it possible to identify and authenticate a human being based on unique facial features. The implementations of facial recognition technology extend from law enforcement, healthcare, marketing, and consumer technology to other industries where it has shown promise for strengthening security, personalizing user experiences, and simplifying processes. Law enforcement agencies use facial recognition technology to identify suspects, healthcare providers use it for secure access to patient records, and businesses use it for targeted advertisements and authentication services. Despite its general user acceptance, the technology creates some deep ethical, societal, and regulatory challenges. The major concerns include the danger of abusing facial recognition technology for mass surveillance and social control, especially by authoritarian regimes, and violations of privacy stemming from uncontrolled gathering and leakage of data.

For example, the risk associated with unbridled deployment involves high-profile cases, including scraping private firms for unauthorized facial data and public surveillance without consent. The algorithmic bias within facial recognition technology systems also often results in an error-prone situation disproportionately impacting certain demographics groups, which results in discriminatory practice, particularly by the police and surveillance apparatuses. The current global regulatory landscape for facial recognition technology is very much fragmented.

Emerging advancements in artificial intelligence offer opportunities to address biases and improve the accuracy and fairness of facial recognition technology systems. Promising applications include enhancing airport security, locating missing persons, and facilitating personalized healthcare. However, such benefits can be realized only when technological innovation is balanced with ethical principles.

KEYWORDS

Facial Recognition Technology, Mass surveillance and Human Rights, Algorithm Bias and Fairness, Global Regulatory Divergence, Ethical Accountability and Regulation, Privacy Protection, International Regulation

INTRODUCTION

Facial recognition technology is one of the most transformative innovations in the biometric space, and its applications cut across various domains, such as law enforcement, healthcare, marketing, and personal consumer technology. FRT uses algorithms to scan, map, and compare unique facial features to simplify processes, enhance security, and personalize experiences for individuals. For instance, it is applied in the identification of suspects, gaining access to sensitive information, and targeted advertisement. Despite the promise of this technology, there have been serious ethical, legal, and societal debates.

At the heart of the controversy is the delicate balance between the benefits of FRT and the threats it poses to privacy and human rights. Privacy advocates fear that the deployment of FRT in mass surveillance operations is unregulated and conducted often without public consent. Other misuse cases include when authoritarian regimes have used the technology for social control and for extensive tracking, which has been applied in the Xinjiang region of China. Even more fueling the debate regarding privacy breaches, there have been cases of data scraping without proper authorization by private firms, including Clearview AI.

Algorithmic bias is another critical issue, as studies have shown that FRT systems tend to perform less accurately for certain demographic groups, leading to discriminatory outcomes in policing and other strategic applications. Furthermore, the immutable nature of facial data poses unique risks, as it cannot be easily altered in the event of a data breach, unlike passwords or PINs.

While some nations have adopted strict regulations, like those in Europe under the GDPR, others practically function without adequate oversight, contributing to the fragmented manner in which such practices are conducted globally. This creates an urgent necessity to have international regulations that will protect the ethical standards but, at the same time, embrace innovation with technology.

Emerging AI research offers the chance to improve FRT’s precision and equity but must be led by strong ethical frameworks and clear governance. While societies are beginning to grapple with the possibilities and pitfalls of this technology, it is apparent that responsible innovation, coupled with effective regulatory mechanisms, is required to ensure FRT becomes a tool for social progress rather than a means of control.

UNDERSTANDING FACIAL RECOGNITION TECHNOLOGY

Facial recognition technology is a category of biometric technology that helps to identify or authenticate individuals based on their unique facial features. By using algorithms for scanning, mapping, and comparison of facial data, facial recognition technology has penetrated a wide range of sectors, such as law enforcement, healthcare, marketing, and even consumer technology used in everyday life. However, it raises controversial questions about ethics, individual privacy, surveillance, and the looming threat of its potential misuse.

The functionality of facial recognition technology relies on complex software that processes images or videos to detect faces, feature extraction, and their matching against a huge database. To illustrate this point, law enforcement agencies use facial recognition technology to identify suspects by cross-checking the captured face on surveillance cameras with criminal databases. In the healthcare sector, facial recognition technology can assist in better identification of patients and enhance security in accessing medical records. Business utilizes this technology also for personal advertising and authentication to unlock the phones or make transactions.

Still, there are concerns of high pervasiveness with facial recognition technology. Privacy groups assert that continuous facial scanning impinges on privacy rights for individuals, especially publicly in areas where people are being scanned unknowingly. Others point to biases of algorithms, as facial recognition technology systems have performed less accurately with specific demographic groups at other times. It could thus be discriminatory, as practiced in the strategic use areas such as policing.

Further, the vulnerability of the technology to use for destructive purposes is another significant concern. Authoritarian regimes might take advantages of facial recognition technologies to carry out mass surveillance or social control. Businesses may also make excessive utilization for tracking consumer behavior. Several experts point out that there is a need to impose strict regulations, transparence, and ethical frameworks to govern the deployment of facial recognition technologies.

Despite these issues, the future of facial recognition technology has a tremendous amount of promise if it’s developed responsibly. Advancements in artificial intelligence can further improve accuracy and decrease biases in decisions, create new applications of this technology-such as security checks at airports, streamlined service access, or helping locate missing persons-and achieve more. In all this innovation, striking that delicate balance between technological advancement and moral considerations is critical to maximally benefiting with minimum risk associated with this groundbreaking technology.

PRIVACY BREACHES DUE TO FACIAL RECOGNITION TECHNOLOGY

Perhaps one of the biggest concerns for facial recognition technology relates to the individual’s right to privacy. As such, by its very design, facial recognition technology acquires, stores, and processes sensitive biometric information sometimes without explicit consent from the users. This becomes an important question on ethical and legal grounds when it is becoming more widespread within both public and private sectors.

For instance, In London, UK police have been blamed for scanning the faces of attendees in public events without public awareness or consent[1]. This has attracted much debate regarding unregulated surveillance and the invasion of privacy within public areas. The private company, Clearview AI, also faced international scrutiny when it was discovered that the company had scraped billions of images from social media platforms without the consent of the individuals whose images were scraped to build its facial recognition database[2]. These are cases that raise the risk of unchecked data collection practices.

Real-world data breaches were even seen in the vulnerabilities that facial recognition technology poses. In 2019, Cloud Minds, a firm that specialized in cloud-based robotics and facial recognition, had millions of facial recognition profiles attacked. As opposed to passwords or PIN codes, which can change after a security incident, facial biometric data is immutable. Once obtained, the chances of people experiencing perpetuation for an entire lifetime are highly probable.

It offers one of the greatest cautionary tales from one of the world’s largest biometric identification systems-in this case, India’s Aadhaar program[3]. There have been numerous cases of Aadhaar data being leaked and sold in an unauthorized manner with the face recognition details; therefore, such measures would highlight robust data protection laws and tight control in such extensive adoption of biometric technologies.

There are wide-ranging consequences associated with privacy breach. Facial data can be easily misused for identity theft and other frauds. For example, cyber hackers may gain access to phones for unlocking and retrieve funds from bank accounts by using facial data manipulated and stolen.

Second, facial recognition technology misuse also goes beyond data breach. The technology may be for mass surveillance of particular groups or to track political dissidents. There are reports of facial recognition being used in Xinjiang, China, in tracking and controlling the Uyghur population[4]. These actions prompt serious ethical and human rights concerns.

These risks require experts to emphasize the need for more robust regulations and international standards for facial recognition technology. There must be data transparency, proper encryption, and a mechanism of getting consent from the users for deploying the technology in a responsible manner. Organizations must invest in advanced security measures to prevent unauthorized access to the biometric data that is stored.

While facial recognition technology has undeniable benefits, such as enhancing security and streamlining processes, the potential for privacy breaches and misuse cannot be overlooked. Addressing these challenges is critical to ensuring that the technology serves society without compromising individual rights.

THE ROLE OF FACIAL RECOGNITION IN SURVEILLANCE SYSTEMS

Facial recognition technology is now a part of modern surveillance systems, and its applications include enhancing security to monitoring public spaces. Its integration into vast networks of surveillance cameras has made it an essential tool for both governmental and private entities, though its use raises significant ethical and societal concerns.

In authoritarian regimes, facial recognition technology plays a critical role in enabling mass surveillance. For instance, in China, the government has integrated facial recognition technology with a vast number of cameras to track citizens’ activities in real time. The technology is specifically used to monitor ethnic minorities, including the Uyghur Muslim population, which has raised concerns about systemic discrimination and human rights violations. Such practices illustrate how facial recognition technology, when paired with unchecked governmental power, can facilitate widespread control and erode personal freedoms.

In democratic societies, the contribution of facial recognition technology to surveillance structures is somewhat controversial. Governments make extensive use of facial recognition technology as a means for public safety but its application among private companies clouds the line between security and infringement of privacy. For example, Amazon’s Recognition technology faces criticism in using it for unintended tracking, racial profiling, or collaboration with law enforcement. Such scenarios raise issues over accountability, who owns the data, and their ethical use.[5]

Accuracy and possible biases in the facial recognition technology have also been another concern with regards to surveillance systems. Research indicates that some of the facial recognition technology systems commit more errors than others in terms of specific demographic groups, thus resulting in the potential for misidentification. This has serious implications, especially in policing, where wrongful detentions may occur due to errors.

Regulatory oversight would be one solution to address such issues, because clear guidelines and policies will ensure the governance of how facial recognition technology is applied to surveillance activities with respect for the transparency and accountability that individuals expect and respect individual rights. Public awareness and advocacy must be engaged to push ethical uses of the technology in ensuring balance between the benefit and protection against privacy violations and abuse.

While holding significant promise to enhance public safety and operations, the use of facial recognition technology in surveillance systems needs to be critically addressed. The appropriate development and application of facial recognition technology responsibly balance the exploitation of its powers with the proper precautions necessary for these systems to promote the betterment of society without infringing on fundamental liberties.

ANTICIPATING THE FUTURE IMPACT OF FACIAL RECOGNITION TECHNOLOGY

With facial recognition technology on the rise, it brings forth difficult social, ethical, and security challenges to widespread adoption. If not regulated, widespread proliferation of facial recognition technology could bring forth major privacy issues and social distrust. It might drive people to alter their behaviour in line with what is perceived to be acceptable rather than allowing them to freely express themselves and exercise their individuality. This might lead to a culture of conformity rather than innovation and diversity.

The use of predictive policing with support of facial recognition technology throws up grave concerns about fairness and bias. Such history and algorithmic errors have already shown a predisposition to the likelihood of disproportionate dispensations against marginalized people. Such is the case for Robert Julian-Borchak Williams in the USA, a false arrest due to a facial recognition technology mistake[6]. These incidents point to the need to address algorithmic bias, which entails putting safeguards in place to bring about fairness.

Beyond policing, growing reliance on facial recognition technology within public and private spheres threatens the risk of rendering intrusive surveillance ‘ordinary’. That risk may serve to blur boundaries between legitimate security and infringement upon freedoms. Besides these, unauthorized collection and misuse continue to pose the risks of potential future implications for security in data handling and individual freedoms.

These risks can be minimised by ethical accountability and enforced regulations. Policymakers, technology developers, and civil society should collaborate in order to set standards of this innovation set against rights related to privacy and human rights. Transparency, informed consent, and strict data protection should be the priorities while ensuring facial recognition technology does not misuse it.

Where facial recognition technology holds transformational potential for security, health care, and personalized services, unchecked growth of the same poses a threat that needs to be approached with caution. It will be key in shaping a future in which facial recognition technology is a tool for progress, not a source of harm, through ensuring that its advancement aligns with ethical principles.

GLOBAL REGULATIONS ON FACIAL RECOGNITION TECHNOLOGY

Facial recognition technology (FRT) is gaining widespread use across the globe, but regulatory frameworks surrounding its deployment vary significantly. Different countries have approached the regulation of this technology in ways that align with their values on privacy, security, and ethical considerations.

In Europe, the regulatory environment is among the strictest. The General Data Protection Regulation (GDPR) provides a robust framework for protecting personal data, ensuring that citizens have control over their information. Under GDPR, explicit consent is required before collecting or using biometric data, including facial recognition. Additionally, penalties for violations are severe, which acts as a deterrent for companies seeking to exploit this technology without proper safeguards[7]. In some European cities, such as San Francisco, outright bans on the use of facial recognition technology by law enforcement highlight the concern over privacy and civil liberties. These measures reflect the continent’s commitment to upholding individual rights and limiting governmental or corporate overreach.

Meanwhile, Singapore has adopted a more balanced approach through its Personal Data Protection Act (PDPA). While it allows the use of facial recognition technology under regulated conditions, it also emphasizes strict control over how data is handled. Organizations deploying this technology must follow specific protocols to ensure privacy is maintained, and individuals’ data is protected.[8] Singapore’s approach is considered a model of flexibility, seeking to harness the benefits of facial recognition technology without compromising citizens’ rights.

The United States lacks a comprehensive federal privacy law, leading to a fractured regulatory landscape. In response, individual states have taken matters into their own hands. California passed the California Consumer Privacy Act (CCPA), which provides some level of protection against data misuse, including for facial recognition technologies. However, this patchwork of state laws leaves significant gaps in the protection of privacy, with most areas lacking clear guidelines or robust enforcement mechanisms. This absence of federal oversight has led to an inconsistent policy framework across states that complicates effective regulation of facial recognition technology on a national scale.

In stark contrast, China has embraced the use of facial recognition technology without significant regulatory oversight, particularly in the context of state surveillance. It uses facial recognition extensively to monitor public spaces and track the citizens. State forces remain very unresponsive to public protests against the overreach of surveillance technologies. State interest seeks to override individual privacy rights in many things, which is a reflection of the broader attitude toward governance in China.

This global divergence in facial recognition technology regulation underscores the various priorities of governments, where often privacy, security, and technological innovation are in tension with each other. In this regard, some regions, such as Europe, focus more on privacy and individual rights, while others, such as China, focus more on security and control. The lack of international consensus in such a scenario translates into these varied approaches that represent the continuing debate over the best way to balance the promise of facial recognition technology with the protection of civil liberties.

INDIA’S APPROACH AND NEEDED REFORMS

India’s engagement with facial recognition technology has been characterized by fast adoption, particularly in law enforcement, but without a clear or comprehensive regulatory framework. For instance, the Automated Facial Recognition System (AFRS) is being introduced to bolster the police’s capabilities in identifying suspects and solving crimes[9]. But in the absence of robust data protection laws, Indian citizens are left vulnerable to the potential misuse of their biometric data by either the state or private entities.

The Information Technology Act of 2000 primarily deals with cybersecurity and digital governance but does not provide specific provisions for biometric data or the use of facial recognition technology. This gap in regulation has left crucial aspects of facial recognition technology deployment, such as consent, privacy, and data security, largely unaddressed. Matters further become complicated with Aadhaar, controversial biometric-based authentication for accessing a wide gamut of services, from welfare programs to a bank account. While Aadhaar has streamlined various processes, data leaks have placed it at the heart of multiple controversy, raising a serious question mark over data security and privacy issues.

In a system like India that doesn’t have its equivalent of a General Data Protection Regulation like it does in Europe, the biggest danger for misusing facial recognition technologies exists here. The government as well as private companies continue to exercise the surveillance function on the people with less law on the use of their biometric data as a legal measure to safeguard these rights. These apprehensions grow manifold due to the lack of transparency surrounding data collection, storage, and further use through facial recognition technology.

The facial recognition technology landscape of India requires urgent reforms. The country can take lessons from the European Union, which puts great emphasis on explicit user consent, transparent data use, and adopting accountability through regular audits. Another valuable insight from the states of the United States is in the framework around the California Consumer Privacy Act, indicating one of the ways frameworks could allow the benefits of technology to bloom while protecting people’s data.

A comprehensive legal framework for facial recognition technology in India would involve a set of important principles: clear regulation over data collection, user consent, purpose limitation, and the right to delete or access personal data. In addition, there should be an independent audit of the technology with regular assessments on how it is impacting civil liberties. Transparency about the usage of facial recognition technology systems by law enforcement and government agencies will be helpful in instilling trust in the system.

The responsible use of facial recognition technology in India would be ensured through the establishment of more robust data protection laws, mechanisms of oversight, and measures against misuse. Reforms in these directions are required to safeguard privacy, protect human rights, and gain public trust in new technologies like facial recognition technology.

COLLABORATIVE GLOBAL MODELS FOR REGULATION

As facial recognition technology continues to grow in use around the world, it is important to establish international frameworks for its regulation to ensure ethical deployment and protect privacy. Just as global climate treaties unite countries to address environmental challenges, nations could come together to create a uniform code of conduct for the use of facial recognition technology. Such a framework would provide guidelines for ethical usage, balancing technological innovation with essential privacy protections. This approach would help mitigate the risks of widespread surveillance, bias in algorithms, and misuse of personal data, ensuring that facial recognition technology is used responsibly across borders.

Countries could draw inspiration from the GDPR in Europe, which sets a high standard for data protection, and adopt similar frameworks tailored to their own legal systems. Global regulatory bodies modelled after the GDPR could help facilitate this, providing emerging economies, such as India, with tools and knowledge to craft balanced regulations. These global standards would allow countries to protect citizens’ privacy while still fostering innovation and technological advancement.

For such a global regulation to be effective, collaboration is paramount. Governments and private technology firms, along with citizen advocacy groups, need to combine efforts to build and enforce standards. Governments can define regulations, whereas private firms can develop technologies following ethical guidelines. Advocacy groups can promote openness and ensure the accountability of participants, thus upholding public interest in the policy-making process.

India, with its rapidly expanding facial recognition technology initiatives, could play a leading role in shaping ethical regulations. India, by actively participating in global regulatory efforts, could become a trendsetter in the creation of ethical facial recognition technology laws, setting a precedent for other nations. A balance between the benefits of facial recognition technology for public good, such as advancing security, and protecting citizens’ privacy and rights will determine the key. It should ensure that technology works for people and not vice versa.

CONCLUSION

Facial recognition technology is full of promise for enhancing security, streamlining processes, and encouraging innovation. Rapid adoption, however, brings to the fore huge ethical concerns about privacy and over-surveillance. The data breach issue, algorithmic bias, and lack of complete regulatory frameworks indicate a pressing need for reforms. Misuse of facial recognition technology may lead to violation of fundamental rights, and it can expose individuals to exploitation or discrimination. As such, careful thought and regulation are important in ensuring the technology serves the society well without derailing privacy or violating other ethical standards.

India is at a juncture to adopt and regulate facial recognition technology in its best interest by emulating international best practices in building its overall framework. Thus, with due regard to the safety of data, public engagement, and policies drafted in transparent light, the country can minimize risks while deploying facial recognition technology. This is only possible through stringent laws, periodical audits, and implementation strategies that do not harm humanity but promote its betterment as well as contribute to societal advancement in all spheres of life.

REFERENCES

  1. Hindustan Times, SoftBank-backed face-scan firm rebrands US unit to add distance after blacklisting, https://tech.hindustantimes.com, January 24, 2025
  2. Wikipedia, California Consumer Privacy Act, https://en.wikipedia.org, January 23, 2025
  3. MIT Technology Review, the two-year fight to stop Amazon from selling face recognition to the police, https://www.technologyreview.com, January 24, 2025
  4. Frontiers, Facial recognition technology: regulations, rights and the rule of law, https://www.frontiersin.org, January 23, 2025
  5. Drishti IAS, Regulating Facial Recognition Technology in India, https://www.drishtiias.com, January 22, 2025
  6. ForumIAS, National Automated Facial Recognition System (NAFRS), https://forumias.com, January 24, 2025

[1] BBC, Facial recognition to be used at Silverstone again, https://www.bbc.com, January 23, 2025

[2] Forbes, Clearview AI—Controversial Facial Recognition Firm—Fined $33 Million For ‘Illegal Database’, https://www.forbes.com, January 23, 2025

[3] IPleaders blog, Aadhaar and The Right to Privacy, https://blog.ipleaders.in, January 22, 2025

[4]The New York Times, One Month, 500,000 Face Scans: How China Is Using A.I. to Profile a Minority, https://www.nytimes.com, January 24, 2025

[5] MIT Technology Review, The two-year fight to stop Amazon from selling face recognition to the police, https://www.technologyreview.com, January 24, 2025

[6] NPR, ‘The Computer Got It Wrong’: How Facial Recognition Led to False Arrest of Black Man, https://www.npr.org, January 24, 2025

[7] GDPR Advisor, GDPR and Facial Recognition: Privacy Implications and Legal Considerations, https://www.gdpr-advisor.com, January 24, 2025

[8] PDPC, Guide on the Responsible Use of Biometric Data in Security Applications, https://www.pdpc.gov.sg, January 24, 2025

[9] Tech Policy, The Landscape of Facial Recognition Technologies in India, https://www.techpolicy.press, January 23, 2025

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