About the Organisation
Fairdeal Corporate Advisors Private Limited [FCAPL] was founded by Renu Chaudhary, who is the Managing Director of FCAPL. We are in the business of Loan Syndication since last 20+ years. We provide staffing solutions under the brand of Virtuous Advisors and Resources. We specialize in arranging Finance for all kinds of borrowing needs in retail and wholesale requirements in individual loans as well as corporate debt. Our focus remains on large ticket loans where ever financial structuring is required. We currently operate with collective team experience of 100+ man years. We cater to client pan India basis having our offices in more than 11 cities and two offices at Mumbai. You can reach us at director@fairdealadvisors.com
Role description
Key Responsibilities
- Regulatory Compliance & Governance
- Ensure compliance with RBI Master Directions for NBFCs, LAS-related regulatory norms, SEBI / depository guidelines and Companies Act compliances (CS degree holder preferred).
- Review and validate LAS documentation, lien marking, pledge creation, and release processes for adherence to regulatory standards.
- Keep abreast of new circulars, notifications, and amendments impacting LAS operations and update internal teams accordingly.
- Conduct periodic compliance reviews to ensure operational alignment with approved policies and procedures.
- Policy Implementation & Review
- Assist in drafting, reviewing, and updating LAS-related policies, Standard Operating Procedures (SOPs), and internal control frameworks.
- Work with risk and credit teams to ensure lending practices a dhere to defined risk limits, exposure norms, and collateral management standards.
- Support in aligning LAS processes with broader NBFC compliance and corporate governance frameworks.
- Monitoring & Reporting
- Monitor client-level exposures, margin call practices, and portfolio monitoring for compliance with internal and regulatory limits.
- Prepare and submit regulatory and internal compliance reports—including audit,reports, RBI returns, and periodic MIS.
- Track and report deviations, potential breaches, or non-compliance incidents with timely escalation and corrective actions.
- Audit & Inspection Coordination
- Facilitate internal, statutory, and regulatory audits, ensuring timely submission of data and resolution of audit observations.
- Conduct internal compliance checks across business, operations, and credit functions related to LAS.
- Maintain comprehensive documentation and evidence trails for all LAS compliance activities.
- Stakeholder Management
- Collaborate with Business, Operations, Risk, Credit, and Legal teams to ensure compliance is embedded into day-to-day processes.
- Act as the point of contact for regulatory inspections or information requests specific to LAS.
- Conduct compliance awareness and training sessions for employees handling LAS transactions.
Role Requirement
Graduate/Postgraduate in Law, Commerce, Finance, or related field.
Professional certifications such as Company Secretary (CS), LLB, or Certified Compliance Professional preferred.
5–10 years of experience in NBFC / Banking / Capital Market compliance, preferably with exposure to Loan Against Securities or secured lending products.
In-depth understanding of RBI regulatory framework for NBFCs and LAS guidelines.
Familiarity with SEBI, NSDL/CDSL depository operations, and securities-based lending compliance norms.
Strong analytical and interpretation skills for reviewing circulars, policies, and legal clauses.
Excellent reporting, documentation, and audit coordination skills.
Proficiency in MS Excel, PowerPoint, and regulatory reporting tools.
High ethical standards, attention to detail, and ability to work cross-functionally.
Click here to apply and for Official Notification
